The Certified Financial Planning (CFP®) Board has funded millions of dollars into an aggressive ad campaign over the last couple of years. Let’s find out why and what the big deal is?
What Regulation Best Interest (BI) means to you
The Securities and Exchange Commission (SEC) has introduced a new set of rules called Regulation Best Interest (Reg BI), designed to ensure that those who buy and sell securities on behalf of clients do so in their clients’ best interest. So what else does Regulation BI include?
RIA vs. broker-dealer: Which one is best?
When dealing with a financial adviser, there are certain things to look for with one issue taking absolute precedence!
